DFX Intelligence

C• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C• W••••• M••••••••• L••

CRD 164963

NEW YORK, NY

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Search this name across graphsid dfx:ria:61dcbfac-4911-0e94-86c9-7699e0bdd743

Data as of Aug 26, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 1
Observed: Nov 21, 2012 to Aug 26, 2013
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C• W••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 0
Accounts: 0

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••••• O••••••••• F•••	Venture Capital Fund	$3.9M	Aug 26, 2013	25	Nov 21, 2012	reported	021-1439992

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• A•••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2012	Nov 21, 2012	Aug 26, 2013
E•• L••	Member	D	yes	10/2011	Nov 21, 2012	Aug 26, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• L•••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (1)

→ F••••••• O••••••••• F•••Private fundVenture Capital Fund, IA
Nov 21, 2012 to presentfactForm ADV

Controls (8)

← F••••••• J••••• A••••••OwnerMANAGER, ownership code F, individual
Nov 21, 2012 to presentfactForm ADV
← A••••••• A•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 21, 2012 to presentfactForm ADV
← G••••• C••••• M••••••OwnerPRESIDENT, ownership code NA, individual

Dated events

Occurred
Nov 21, 2012
First Form ADV filing
C• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61dcbfac-4911-0e94-86c9-7699e0bdd743
First observed: Nov 21, 2012
Last observed: Aug 26, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.