DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cl Wealth Management, LLC

Former SEC-registered adviserNew York, New YorkCRD 164963SEC 801-77410IAPD
Latest filing Aug 26, 2013
First filing on the tape Nov 21, 2012 · 5 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$3.9M gross assets
History
5 filings and snapshots on the tape
RAUM$0 as of Aug 26, 2013
Nov 21, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2013
Nov 21, 20120 then
Employees (5.A)2 as of Aug 26, 2013
Nov 21, 20122 then
Private funds1 as of Aug 26, 2013
Nov 21, 20121 then
Practice profile
derived from the filing of Aug 26, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Fintegra Opportunity FundVenture Capital Fund$3.9M25Nov 21, 2012
Owners and control persons
Schedule A and B, latest filing
  • Albert Akerman · Chief Compliance Officercontrol
    since 07/2012 · owns less than 5%
  • Michael Craig Gould · Presidentcontrol
    since 07/2012 · owns less than 5%
  • Abraham Jacob Frydman · Managercontrol
    since 10/2011 · owns F of Winter Investors LLC
  • Eli Verschleiser · Membercontrol
    since 08/2004 · owns 75% or more of Eve, LLC
Entity owners
  • Prime United Holdings LLC · Holding Complany
    direct · owns 75% or more
  • Eve LLC · Member
    indirect · owns 50% to 75% of Prime United Holdings
  • Summer Investors LLC · Member
    indirect · owns 50% to 75% of Prime United Holdings LLC
  • Winter Investors, LLC · Member
    indirect · owns 75% or more of Summer Investors LLC
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Cl Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Nov 21, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026