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RIA / WealthAdvisor27 years in industry

EDGAR ALLEN THOMAS

Advisor at TUCKER ASSET MANAGEMENT LLC

Winter Haven, FL | LITTLETON, CO

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Search this name across graphsid dfx:ria:a26cc6e8-5319-3598-2628-e878aa4fe92f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jun 10, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TUCKER ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 8, 1999
First registration: Jun 10, 1999
Dual registered: no
Other names: ALLEN THOMAS|Al Thomas
IAPD individual key: 2231242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TUCKER ASSET MANAGEMENT LLC	Independent wealth	May 2, 2025	n/a	yes	Winter Haven, FL\|LITTLETON, CO	Current employment
COMPOUND PLANNING, INC.	Independent wealth	Sep 26, 2022	May 6, 2025	no	NEW YORK, NY\|Winter Haven, FL	Previous registration
CLARAPHI ADVISORY NETWORK, LLC	Independent wealth	Aug 24, 2016	Dec 6, 2022	no	Lakeland, FL\|Winter Haven, FL\|Winter Haven, FL\|ALISO VIEJO, CA	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	Aug 28, 2013	Jul 29, 2016	no	WINTER HAVEN, FL\|TAMPA, FL\|TAMPA, FL\|Lakeland, FL	Previous registration
CL WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 18, 2013	Aug 23, 2013	no	NEW YORK, NY	Previous registration
BROOKSTONE INVESTMENT ADVISORY SERVICES	Former SEC adviser	Sep 10, 2009	Jun 20, 2012	no	NEW YORK, NY\|LAKELAND, FL\|LAKELAND, FL\|BOHEMIA, NY	Previous registration
INGRAM ADVISORY SERVICES, LLC	Independent wealth	Jan 4, 2006	Aug 21, 2009	no	WINTER HAVEN, FL	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 25, 2005	Aug 12, 2009	no	WINTER HAVEN, FL\|WINTER HAVEN, FL	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Jun 10, 1999	Dec 31, 2004	no	WINTER HAVEN, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPOUND PLANNING, INC.	TUCKER ASSET MANAGEMENT LLC	May 6, 2025	May 2, 2025	-4	Firm change	RIA to RIA
CLARAPHI ADVISORY NETWORK, LLC	COMPOUND PLANNING, INC.	Dec 6, 2022	Sep 26, 2022	-71	Firm change after gap	RIA to RIA
CALTON & ASSOCIATES, INC.	CLARAPHI ADVISORY NETWORK, LLC	Jul 29, 2016	Aug 24, 2016	26	Firm change	Other
CL WEALTH MANAGEMENT, LLC	CALTON & ASSOCIATES, INC.	Aug 23, 2013	Aug 28, 2013	5	Firm change	Other
BROOKSTONE INVESTMENT ADVISORY SERVICES	CL WEALTH MANAGEMENT, LLC	Jun 20, 2012	Mar 18, 2013	271	Firm change	Other
INGRAM ADVISORY SERVICES, LLC	BROOKSTONE INVESTMENT ADVISORY SERVICES	Aug 21, 2009	Sep 10, 2009	20	Firm change	Other
INVESTORS CAPITAL ADVISORY	INGRAM ADVISORY SERVICES, LLC	Aug 12, 2009	Jan 4, 2006	-1,316	Firm change after gap	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 25, 2005	25	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165868:171787:CA:2022-12-06	Dec 6, 2022	Sep 26, 2022	ALISO VIEJO, CA	Firm change after gap

Relationships

Registered with (9)

→ TUCKER ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ COMPOUND PLANNING, INC.Registered adviserregistration: previous registration
Sep 26, 2022 to May 6, 2025factForm ADV
→ CLARAPHI ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Aug 24, 2016 to Dec 6, 2022factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Aug 28, 2013 to Jul 29, 2016factForm ADV
→ CL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 18, 2013 to Aug 23, 2013factForm ADV
→ BROOKSTONE INVESTMENT ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 10, 2009 to Jun 20, 2012factForm ADV
→ INGRAM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 4, 2006 to Aug 21, 2009factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 25, 2005 to Aug 12, 2009factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Jun 10, 1999 to Dec 31, 2004factForm ADV

Dated events

Occurred
May 6, 2025
Advisor changed firm
Edgar Allen Thomas left Compound Planning, Inc. for Tucker Asset Management Llc (registered 2025-05-02)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2022
Advisor changed firm
Edgar Allen Thomas left Claraphi Advisory Network, Llc for Compound Planning, Inc. (registered 2022-09-26)
Form ADVobserved 4 days ago