DFX Intelligence

D••••• R••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

D••••• R••••• A•••••••

Advisor at B•••••••• I••••••••• G••••

WARICK, RI | PHOENIX, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Jul 5, 2023	n/a	yes	PHOENIX, AZ\|WARICK, RI	Current employment
B•••••••• A•••• M••••••••• L••	Independent wealth	Sep 27, 2017	Jun 30, 2023	no	Warick, RI\|RENO, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	B•••••••• I••••••••• G••••	Jun 30, 2023	Jul 5, 2023	5	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	B•••••••• A•••• M••••••••• L••	Sep 26, 2017	Sep 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
143440:316544:NV:2023-06-28	Jun 30, 2023	Jul 5, 2023	RENO, NV	Firm change

Relationships

Registered with (3)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Jul 5, 2023 to presentfactForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 27, 2017 to Jun 30, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 6, 2002 to Sep 26, 2017factForm ADV

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 6, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.