DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHARMAINE BROWN

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | Charlotte, NC | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61fbfa74-9ab6-e2c1-873c-35c30a09c7fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 3
Exams: S63|S66
First exam: Jul 29, 1998
First registration: Jun 4, 2002
Dual registered: yes, broker-dealer
Other names: CHARMAINE MONTRESSA BROWN
IAPD individual key: 3085079

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 6, 2026	n/a	yes	ST. LOUIS, MO\|CHARLOTTE, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 17, 2015	n/a	yes	CHARLOTTE, NC\|Charlotte, NC	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Aug 28, 2013	Mar 13, 2015	no	WASHINGTON, DC	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Feb 17, 2010	Sep 1, 2011	no	Midlothian, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 7, 2006	Mar 6, 2008	no	LAUREL, MD\|OXON HILL, MD\|MARLOW HEIGHTS, MD\|NEW CARROLLTON, MD\|BLADENSBURG, MD\|LAUREL, MD\|GAITHERSBURG, MD\|ROCKVILLE, MD\|ROCKVILLE, MD\|GAITHERSBURG, MD	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Sep 14, 2005	Dec 31, 2005	no	GLEN ALLEN, VA	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 22, 2002	Aug 28, 2003	no	CHEVY CHASE, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 4, 2002	Aug 28, 2002	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	WELLS FARGO ADVISORS	Mar 13, 2015	Mar 17, 2015	4	Firm change	Other
OSAIC INSTITUTIONS, INC.	CUSO FINANCIAL SERVICES, L.P.	Sep 1, 2011	Aug 28, 2013	727	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	OSAIC INSTITUTIONS, INC.	Mar 6, 2008	Feb 17, 2010	713	Firm change after gap	Other
CENTAURUS FINANCIAL, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Dec 31, 2005	Apr 7, 2006	97	Firm change	Other
MORGAN STANLEY DW INC.	CENTAURUS FINANCIAL, INC.	Aug 28, 2003	Sep 14, 2005	748	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	MORGAN STANLEY DW INC.	Aug 28, 2002	Aug 22, 2002	-6	Firm change	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 6, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 17, 2015 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Aug 28, 2013 to Mar 13, 2015factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Feb 17, 2010 to Sep 1, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 7, 2006 to Mar 6, 2008factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 14, 2005 to Dec 31, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 22, 2002 to Aug 28, 2003factForm ADV

Dated events

No dated event names this entity yet.