RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• B••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 6, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Mar 17, 2015 · Charlotte, Nc
- C••• F•••••••• S•••••••• L••• formerAug 28, 2013 to Mar 13, 2015 · Washington, Dc
- O•••• I••••••••• I••• BD affiliatedFeb 17, 2010 to Sep 1, 2011 · Midlothian, Va
- S••••••• I••••••••• S•••••••• I••• formerApr 7, 2006 to Mar 6, 2008 · Laurel, Md
- C•••••••• F••••••••• I••• BD affiliatedSep 14, 2005 to Dec 31, 2005 · Glen Allen, Va
- M••••• S•••••• D• I••• unclassifiedAug 22, 2002 to Aug 28, 2003 · Chevy Chase, Md
- S••••••• I••••••••• S•••••••• I••• formerJun 4, 2002 to Aug 28, 2002 · Richmond, Va
- C••• F•••••••• S•••••••• L••• to W•••• F•••• A•••••••left Mar 13, 2015, registered Mar 17, 2015 (4 days) · Other
- O•••• I••••••••• I••• to C••• F•••••••• S•••••••• L•••left Sep 1, 2011, registered Aug 28, 2013 (727 days) · Other
- S••••••• I••••••••• S•••••••• I••• to O•••• I••••••••• I•••left Mar 6, 2008, registered Feb 17, 2010 (713 days) · Other
- C•••••••• F••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Dec 31, 2005, registered Apr 7, 2006 (97 days) · Other
- M••••• S•••••• D• I••• to C•••••••• F••••••••• I•••left Aug 28, 2003, registered Sep 14, 2005 (748 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M••••• S•••••• D• I•••left Aug 28, 2002, registered Aug 22, 2002 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address