DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••••••• M••••• I••••••••• S•••••••••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Nov 4, 2025 | n/a | yes | BOSTON, MA | Current employment |
| M••••• S•••••• | Wirehouse | Sep 5, 2023 | Jun 4, 2025 | no | Boston, MA|Walpole, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | N••••••••• M••••• I••••••••• S••••••••• | Jun 4, 2025 | Nov 4, 2025 | 153 | Firm change | Other |
| E•••••• C•••••• M••••••••• L•• | M••••• S•••••• | Sep 5, 2023 | Sep 5, 2023 |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Sep 27, 2006 | Sep 5, 2023 | no | JERSEY CITY, NJ|BOSTON, MA|Boston, MA|ARLINGTON, VA | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 24, 2006 | Jul 27, 2006 | no | BOSTON, MA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Aug 5, 2003 | Jul 27, 2006 | no | BOSTON, MA|CHESTNUT HILL, MA|CHESTNUT HILL, MA | Previous registration |
| 0 |
| Bulk transfer |
| RIA to wirehouse |
| T• A••••••••• I••••••••• M••••••••• L•• | E•••••• C•••••• M••••••••• L•• | Jul 27, 2006 | Sep 27, 2006 | 62 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jul 27, 2006 | Apr 24, 2006 | -94 | Channel change | Other |