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Registered advisor
S•••• E• R•••••
Feed of 09/14/2026
Also filed as Scott Edward Richer
At current firm
0 y
since Nov 4, 2025
In the industry
34 y
since Jul 2, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Nov 4, 2025 · Boston, Ma
- M••••• S•••••• wirehouseSep 5, 2023 to Jun 4, 2025 · Boston, Ma
- E•••••• C•••••• M••••••••• L•• formerSep 27, 2006 to Sep 5, 2023 · Jersey City, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 24, 2006 to Jul 27, 2006 · Boston, Ma
- T• A••••••••• I••• formerAug 5, 2003 to Jul 27, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left Jun 4, 2025, registered Nov 4, 2025 (153 days) · Other
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Jul 27, 2006, registered Sep 27, 2006 (62 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 27, 2006, registered Apr 24, 2006 (-94 days) · channel change inside one enterprise, not a move
Signals
- S•••• E• R••••• left M••••• S•••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-11-04)Jun 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address