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S•••• Y• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••• Y• C•••

Advisor at K••••• A•••••••• I•••

FT. LAUDERDALE, FL | Flower Mound, TX

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Search this name across graphsid dfx:ria:620da574-7cf6-4b98-7185-d16b727d2d17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	May 8, 2025	n/a	yes	Flower Mound, TX\|FT. LAUDERDALE, FL	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	May 2, 2013	May 8, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	K••••• A•••••••• I•••	May 8, 2025	May 8, 2025	0	Firm change	Ibd to ibd
C•••••••• G••••• M•••••• I•••	W•••••• I••••••••• S•••••••••	Mar 26, 2013

Relationships

Registered with (4)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 2, 2013 to May 8, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 28, 2013 to Mar 26, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 8, 2025
Advisor changed firm
S•••• Y• C••• left W•••••• I••••••••• S••••••••• for K••••• A•••••••• I••• (registered 2025-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:620da574-7cf6-4b98-7185-d16b727d2d17
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.