DFX Intelligence

A•••• S•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A•••• S•••••• B••••

Advisor at F••••••• F•••••••• S••••••••• L••

Warrenton, VA

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Search this name across graphsid dfx:ria:62101348-4842-83d9-2715-1dbc9deba977

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• F•••••••• S••••••••• L••	Independent wealth	Apr 20, 2026	n/a	yes	Warrenton, VA	Current employment
I••••••••• F•••••••• A•••••••	Independent wealth	Dec 6, 2012	May 8, 2026	no	MANASSAS, VA\|MANASSAS, VA\|Warrenton, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• A•••••••	F••••••• F•••••••• S••••••••• L••	May 8, 2026	Apr 20, 2026	-18	Firm change	RIA to RIA

Relationships

Registered with (2)

→ F••••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 6, 2012 to May 8, 2026factForm ADV

Dated events

Occurred
May 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62101348-4842-83d9-2715-1dbc9deba977
First observed: Dec 6, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.