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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JENNIFER LEE EMBLER

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

EL SEGUNDO, CA | Torrance, CA

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Search this name across graphsid dfx:ria:6218bd0e-13f2-12b8-28f6-36fb8765a79d

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2000 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 19, 2000
First registration: Jun 27, 2000
Dual registered: yes, broker-dealer
Other names: JENNIFER L. EMBLER|Jennifer Embler
IAPD individual key: 4042510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 20, 2018	n/a	yes	EL SEGUNDO, CA\|Torrance, CA	Current employment
Seia	Bd affiliated wealth	Apr 13, 2010	Jun 26, 2018	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Nov 27, 2007	no	TORRANCE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 31, 2006	Apr 2, 2007	no	TORRANCE, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 29, 2006	Apr 18, 2006	no	COSTA MESA, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 11, 2004	Jul 1, 2005	no	REDONDO BEACH, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 27, 2000	Mar 12, 2004	no	SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Seia	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 26, 2018	Jun 20, 2018	-6	Firm change	RIA to ibd
MORGAN STANLEY & CO. LLC	Seia	Nov 27, 2007	Apr 13, 2010	868	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITICORP INVESTMENT SERVICES	MORGAN STANLEY DW INC.	Apr 18, 2006	Oct 31, 2006	196	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CITICORP INVESTMENT SERVICES	Jul 1, 2005	Mar 29, 2006	271	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO INVESTMENTS, LLC	Mar 12, 2004	Mar 11, 2004	-1	Firm change	Other

Relationships

Registered with (7)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 20, 2018 to presentfactForm ADV
→ SEIARegistered adviserregistration: previous registration
Apr 13, 2010 to Jun 26, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Nov 27, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 31, 2006 to Apr 2, 2007factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 29, 2006 to Apr 18, 2006factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 11, 2004 to Jul 1, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 27, 2000 to Mar 12, 2004factForm ADV

Dated events

No dated event names this entity yet.