DFX Intelligence

C••••••••• J••• J••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C••••••••• J••• J••

Advisor at R•••••• J•••• • A••••••••• I•••

JENKINTOWN, PA

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Search this name across graphsid dfx:ria:622c63bc-4c90-5f66-fe0d-cb5a35015686

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Oct 11, 2023	n/a	yes	JENKINTOWN, PA	Current employment
Y•••••• W••••• M••••••••• L••	Independent wealth	Mar 24, 2023	Aug 31, 2023	no	Y••••••, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Y•••••• W••••• M••••••••• L••	R•••••• J•••• • A••••••••• I•••	Aug 31, 2023	Oct 11, 2023	41	Firm change	RIA to ibd
M••••• W•••••• L••	Y•••••• W••••• M••••••••• L••	Dec 21, 2022	Mar 24, 2023

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Oct 11, 2023 to presentfactForm ADV
→ Y•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2023 to Aug 31, 2023factForm ADV
→ M••••• W•••••• L••Registered adviserregistration: previous registration
Jul 19, 2021 to Dec 21, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:622c63bc-4c90-5f66-fe0d-cb5a35015686
First observed: Sep 5, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.