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C•••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C•••• W••••••••

Advisor at M••••• S••••••

Winston-Salem, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:623c09c2-978a-3527-b37a-fd87dab1acda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 20, 2024	n/a	yes	Winston-Salem, NC	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 20, 2022	May 29, 2024	no	PONTE VEDRA BEACH, FL\|GAINSVILLE, FL\|JACKSONVILLE, FL\|MELBOURNE, FL\|WINTER HAVEN, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	May 29, 2024	Jun 20, 2024	22	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	U•• F•••••••• S••••••• I•••	Oct 13, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:FL:2024-05-28	May 29, 2024	Jun 20, 2024	WINTER HAVEN, FL	Firm change
79:8174:FL:2022-10-01	Oct 13, 2022	Sep 20, 2022	SAINT AUGUSTINE, FL	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 20, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2022 to May 29, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 10, 2021 to Oct 13, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 29, 2024
Advisor changed firm
C•••• W•••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-06-20)
Form ADVobserved 7 days ago
Occurred
Oct 13, 2022
Advisor changed firm
C•••• W•••••••• left J••• M••••• S••••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2022-09-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:623c09c2-978a-3527-b37a-fd87dab1acda
First observed: Aug 22, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.