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Registered advisor
C•••• W••••••••
Feed of 09/14/2026
Also filed as Carma Magdalene Mcleod
At current firm
2 y
since Jun 20, 2024
In the industry
25 y
since Aug 22, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 20, 2024 · Winston-Salem, Nc
- U•• F•••••••• S••••••• I••• wirehouseSep 20, 2022 to May 29, 2024 · Ponte Vedra Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseNov 10, 2021 to Oct 13, 2022 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 17, 2004 to Aug 6, 2021 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseAug 19, 2003 to Jun 16, 2004 · Naples, Fl
- A•••••• I••••••••• S•••••••• I••• unclassifiedApr 23, 2003 to Aug 12, 2003 · Naples, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 22, 2001 to Mar 26, 2003 · Naples, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 29, 2024, registered Jun 20, 2024 (22 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Oct 13, 2022, registered Sep 20, 2022 (-23 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Aug 6, 2021, registered Nov 10, 2021 (96 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 16, 2004, registered Jun 17, 2004 (1 days) · Wirehouse to wirehouse
- A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Aug 12, 2003, registered Aug 19, 2003 (7 days) · Other
- U•• F•••••••• S••••••• I••• to A•••••• I••••••••• S•••••••• I•••left Mar 26, 2003, registered Apr 23, 2003 (28 days) · Other
Signals
- C•••• W•••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-06-20)May 29, 2024 · Advisor changed firm · fact
- C•••• W•••••••• left J••• M••••• S••••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2022-09-20)Oct 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address