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Advisor at J.P. MORGAN SECURITIES LLC
Latham, NY | Albany, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 22, 2024 | n/a | yes | Latham, NY|Albany, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 16, 2022 | May 20, 2024 | no | CHARLOTTE, NC|MONROE, NC|SARATOGA SPRINGS, NY|ALBANY, NY|CHARLOTTE, NC|ALBANY, NY | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Sep 30, 2021 | Mar 18, 2022 | no | LATHAM, NY|CLIFTON PARK, NY|CLIFTON PARK, NY|ALBANY, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 17, 2020 | Sep 10, 2021 | no | COLONIE, NY|ALBANY, NY|BOSTON, MA|ALBANY, NY|NEW YORK, NY|ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | May 20, 2024 | May 22, 2024 | 2 | Firm change | Wirehouse to wirehouse |
| CITIZENS SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 18, 2022 | Jun 16, 2022 | 90 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIZENS SECURITIES, INC. | Sep 10, 2021 | Sep 30, 2021 | 20 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:NY:2024-04-10 | May 20, 2024 | May 22, 2024 | ALBANY, NY | Firm change |