DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••••••••
Lake Mary, FL | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• | Independent wealth | Jul 10, 2023 | n/a | yes | Lake Mary, FL|SAN FRANCISCO, CA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 23, 2022 | no | ALTAMONTE SPRINGS, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | B••••••••• | Mar 23, 2022 | Jul 10, 2023 | 474 | Firm change after gap | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Apr 27, 2012 | Jul 13, 2018 | no | ALTAMONTE SPRINGS, FL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 25, 2008 | Jan 19, 2012 | no | VERO BEACH, FL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 8, 2005 | Aug 8, 2008 | no | VERO BEACH, FL|VERO BEACH, FL | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| W•••• F•••• A••••••• | S•••••••• A••••••• L•• | Jan 19, 2012 | Apr 27, 2012 | 99 | Firm change | Wirehouse to ibd |
| U•• F•••••••• S••••••• I••• | W•••• F•••• A••••••• | Aug 8, 2008 | Jul 25, 2008 | -14 | Firm change | Wirehouse to wirehouse |