DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• K••••••••• K•••••••

B•••••••••independent RIALake Mary, Fl IA-onlyIAPD 4198566

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kris K•••••••

At current firm

3 y

since Jul 10, 2023

In the industry

21 y

since Jun 6, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• independent RIA current
since Jul 10, 2023 · Lake Mary, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 23, 2022 · Altamonte Springs, Fl
S•••••••• A••••••• L•• national BD
Apr 27, 2012 to Jul 13, 2018 · Altamonte Springs, Fl
W•••• F•••• A••••••• wirehouse
Jul 25, 2008 to Jan 19, 2012 · Vero Beach, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jun 8, 2005 to Aug 8, 2008 · Vero Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to B•••••••••
left Mar 23, 2022, registered Jul 10, 2023 (474 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S•••••••• A••••••• L••
left Jan 19, 2012, registered Apr 27, 2012 (99 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Aug 8, 2008, registered Jul 25, 2008 (-14 days) · Wirehouse to wirehouse

Signals

J••••• K••••••••• K••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for Bakeravenue (registered 2023-07-10)
Mar 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address