DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M• H••••••• S••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Jan 30, 2025 | n/a | yes | CULVER CITY, CA|PORTLAND, OR|Encino, CA | Current employment |
| O•••••• S••••••• A••••••• C••• | Former SEC adviser | Oct 2, 2008 | Oct 3, 2008 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••••• S••••••• A••••••• C••• | M• H••••••• S••••••••• I••• | Oct 3, 2008 | Jan 30, 2025 | 5,963 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | O•••••• S••••••• A••••••• C••• | Oct 2, 2008 | Oct 2, 2008 |
| E•••••••• A•••••••• L•• | National bd RIA | Sep 20, 2004 | Oct 2, 2008 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 30, 2001 | Mar 4, 2003 | no | LAGUNA HILLS, CA | Previous registration |
| 0 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E•••••••• A•••••••• L•• | Mar 4, 2003 | Sep 20, 2004 | 566 | Firm change after gap | Wirehouse to ibd |