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Advisor at EDELMAN FINANCIAL ENGINES
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | n/a | yes | KNOXVILLE, TN | Current employment |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Oct 13, 2016 | Nov 30, 2016 | no | KNOXVILLE, TN|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 17, 2009 | Nov 2, 2016 | no | KNOXVILLE, TN | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | May 16, 2008 | Jun 17, 2009 | no | KNOXVILLE, TN | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 17, 2007 | May 13, 2008 | no | COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Nov 2, 2016 | Oct 13, 2016 | -20 | Firm change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Jun 17, 2009 | Jun 17, 2009 | 0 | Channel change | Other |
| VALIC FINANCIAL ADVISORS, INC. | THE MUTUAL FUND STORE | May 13, 2008 | May 16, 2008 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150362:109238:TN:2016-11-02 | Nov 2, 2016 | Oct 13, 2016 | KNOXVILLE, TN | Firm change |