DFX Intelligence

T•• M••••• F••• S••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T•• M••••• F••• S••••

BMGHS LLC, CRD 150362

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:bc31631a-0a19-db71-3abf-609a86784a4b

Data as of Apr 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2012 to Apr 25, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $41.0M••• Locked
Discretionary RAUM: $41.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 500
SEC number

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S••••• C••••••	MANAGER AND PRESIDENT	D	yes	05/2009	Jan 27, 2012	Apr 25, 2012
M••••• J••••••• P•••	CHIEF COMPLIANCE OFFICER	A	yes	05/2009	Jan 27, 2012	Apr 25, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••••• L••	n/a	Former SEC adviser	$135M	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 27, 2012	$41.0M	$41.0M	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$41.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• E•••••• A•••••• C•••••• L••	3	Nov 2, 2016	Oct 13, 2016	KNOXVILLE, TN	Firm absorbed	Other	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•• M••••• F••• S••••	2	Nov 2, 2016	Aug 17, 2009	BRENTWOOD, TN	Channel change	Other	100.0%

Relationships

Affiliated with (2)

← T•• M••••• F••• S••••Registered adviserother investment adviser, control
factForm ADV
→ T•• M••••• F••• S••••Registered adviserother investment adviser, control
factForm ADV

Controls (2)

← M••••• J••••••• P•••OwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Jan 27, 2012 to presentfactForm ADV
← B••••• S••••• C••••••OwnerMANAGER AND PRESIDENT, ownership code D, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc31631a-0a19-db71-3abf-609a86784a4b
First observed: Jan 27, 2012
Last observed: Apr 25, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.