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Advisor at SOWELL MANAGEMENT
NORTH LITTLE ROCK, AR | Dallas, TX | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Jun 25, 2025 | n/a | yes | Dallas, TX|NORTH LITTLE ROCK, AR | Current employment |
| REFLECTIVE WEALTH PLANNING, LLC | State registered | Feb 2, 2022 | n/a | yes | DALLAS, TX | Current employment |
| FISHER INVESTMENTS | Independent wealth | Jul 19, 2018 | Sep 8, 2020 | no | PLANO, TX|PLANO, TX | Previous registration |
| HENNION & WALSH ASSET MANAGEMENT, INC. | Bd affiliated wealth | Jun 28, 2016 | Aug 6, 2018 | no | PARSIPPANY, NJ | Previous registration |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Apr 5, 2011 | Aug 5, 2014 | no | LISLE, IL|DALLAS, TX|BOERNE, TX | Previous registration |
| GUGGENHEIM INVESTMENTS | Asset manager | Mar 19, 2007 | Nov 4, 2008 | no | CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 10, 2006 | Mar 12, 2007 | no | CHICAGO, IL|LOMBARD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | REFLECTIVE WEALTH PLANNING, LLC | Sep 8, 2020 | Feb 2, 2022 | 512 | Firm change after gap | RIA to state RIA |
| HENNION & WALSH ASSET MANAGEMENT, INC. | FISHER INVESTMENTS | Aug 6, 2018 | Jul 19, 2018 | -18 | Firm change | Ibd to RIA |
| ADVISORS ASSET MANAGEMENT, INC. | HENNION & WALSH ASSET MANAGEMENT, INC. | Aug 5, 2014 | Jun 28, 2016 | 693 | Firm change after gap | Other |
| GUGGENHEIM INVESTMENTS | ADVISORS ASSET MANAGEMENT, INC. | Nov 4, 2008 | Apr 5, 2011 | 882 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | GUGGENHEIM INVESTMENTS | Mar 12, 2007 | Mar 19, 2007 | 7 | Firm change | Other |