DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
WAHOO, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jul 1, 2025 | n/a | yes | WAHOO, NE | Current employment |
| C•••••••• M••••••••• G•••• | Former SEC adviser | Jun 26, 2018 | Sep 23, 2025 | no | Wahoo, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• M••••••••• G•••• | F•••• P••••••• W•••••• L•• | Sep 23, 2025 | Jul 1, 2025 | -84 | Bulk transfer | RIA to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jun 22, 2018 | Jun 27, 2008 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jun 27, 2008 | Jun 22, 2018 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jun 27, 2008 | Jun 22, 2018 | no | Omaha, NE|OMAHA, NE|Omaha, NE | Previous registration |
| -3,647 |
| Bulk transfer |
| Other |
| T• A••••••••• I••• | C•••••••• M••••••••• G•••• | Jun 22, 2018 | Jun 26, 2018 | 4 | Firm change | Other |