DFX Intelligence

4• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

4• W••••• M••••••••• L••

CRD 309647

EUGENE, OR

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Search this name across graphsid dfx:ria:62f2bf1e-6833-0637-5af9-0dff5a4f8e5b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 0
Observed: Jun 15, 2020 to Mar 31, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.8 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $487M••• Locked
Discretionary RAUM: $487M
Private client RAUM: $391Mderived••• Locked
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $122Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• W•••••	Certified Financial Planner	EUGENE, OR	6	10	n/a	no
B••••• P•••••• W•••••	Certified Financial Planner	EUGENE, OR	6	49	1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• B•••••• P••••••	FOUNDER / CHIEF EXECUTIVE OFFICER	D	yes	08/2020	Aug 21, 2020	Mar 11, 2024
W•••••• J•••••••• S••••	FOUNDER / CHIEF OPERATING OFFICER	C	yes	08/2020	Jun 17, 2020	Mar 11, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$487M	$446M	9.3%	$442M	3.3%	5	5	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	3	Aug 25, 2020	Aug 27, 2020	EUGENE, OR	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (6)

← J••• W•••••• M•••••Advisorregistration: current employment
Mar 11, 2024 to presentfactForm ADV
← H•••• C•••••••• M••••Advisorregistration: current employment
Aug 27, 2020 to presentfactForm ADV
← B••••• P•••••• W•••••Advisorregistration: current employment
Aug 26, 2020 to presentfactForm ADV
← M•••• W•••••

Dated events

Occurred
Aug 14, 2023
Control person left
Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of 4• W••••• M••••••••• L•• (listed 2023-03-28, absent 2023-08-14)
Form ADVobserved 7 days ago
Occurred
May 30, 2023
Advisor changed firm
Stacy Deanne Dervin left 4• W••••• M••••••••• L•• for Tailored Financial Planning (registered 2026-01-01)
Form ADVobserved 7 days ago
Occurred
Sep 28, 2020
Control person joined
Susan Jennifer W••••• (Founder / Chief Operating Officer) appeared on Schedule A of 4• W••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62f2bf1e-6833-0637-5af9-0dff5a4f8e5b
First observed: Jun 15, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.