DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
4• W••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 15, 2020 · 27 filings
SEC status approved since Jul 15, 2020
RAUM
$487M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$391M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$122M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$487M as of Mar 31, 2026
Mar 25, 2021$364M then
HNW client RAUM$375M as of Mar 31, 2026
Mar 25, 2021$300M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 25, 20214 then
Employees (5.A)5 as of Mar 31, 2026
Mar 25, 20215 then
Private funds: no history
RAUM +9.3% over the last fiscal year+3.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $414,431derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$375M78%
- Corporations and businesses$45.1M9.3%
- Charitable organizations$30.3M6.3%
- Pension and profit-sharing plans$17.5M3.6%
- Individuals$15.3M3.2%
- Individual clients
- 65reported
- HNW clients
- 136reported
- Pension plan clients
- 5reported
- Charitable clients
- 15reported
- Accounts
- 1,176reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• W•••••Certified Financial Planner | Eugene, Or | Aug 21, 2020 | 10 y | 0 |
| B••••• P•••••• W•••••Certified Financial Planner | Eugene, Or | Aug 26, 2020 | 49 y | 1 |
| H•••• C•••••••• M•••• | Eugene, Or | Aug 27, 2020 | 11 y | 1 |
| J••• W•••••• M••••• | Eugene, Or | Mar 11, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••• D••••• D••••• to T••••••• F•••••••• P•••••••May 30, 2023 · RIA to a state-registered adviser
- T••••• L••• H••••• to C•••••• S••••• • C••• I•••May 3, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- S•••• D••••• D••••• from S•••••• P•••••• W••••• M••••••••• L••Mar 13, 2023 · RIA to RIA
- T••••• L••• H••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 27, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- H•••• C•••••••• M•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 27, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B••••• P•••••• W••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 26, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 25, 2020 · Eugene, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• B•••••• P•••••• · Founder / Chief Executive Officercontrolsince 08/2020 · owns 50% to 75%
- W•••••• J•••••••• S•••• · Founder / Chief Operating Officercontrolsince 08/2020 · owns 25% to 50%
- P••••• J••••••• M••••••• · Ccosince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eugene, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-08-22, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- compensation changedChange between filings · filing Mar 31, 2026commissions (Item 5.E.5): no on the filing of 2025-08-22, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- compensation changedChange between filings · filing Mar 31, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-08-22, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,154 to 1,176Aug 22, 2025 to Mar 31, 2026
- Advisory activities · 4 to 5Aug 22, 2025 to Mar 31, 2026
- Charity clients · 14 to 15Aug 22, 2025 to Mar 31, 2026
- Corporate clients · 6 to 10Aug 22, 2025 to Mar 31, 2026
- HNW clients · 126 to 136Aug 22, 2025 to Mar 31, 2026
- Individual clients · 72 to 65Aug 22, 2025 to Mar 31, 2026
- Commission compensation · false to trueAug 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $445M to $487MAug 22, 2025 to Mar 31, 2026
- HNW RAUM · $335M to $375MAug 22, 2025 to Mar 31, 2026
- Individual RAUM · $21.6M to $15.3MAug 22, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $553,912 to $773,401Aug 22, 2025 to Mar 31, 2026
- Pension RAUM · $15.5M to $17.5MAug 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 0.0 to unsetAug 22, 2025 to Mar 31, 2026
- RAUM · $446M to $487MAug 22, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50Mar 28, 2025 to Jun 6, 2025
- Accounts · 1,197 to 1,154Feb 24, 2025 to Mar 28, 2025
- Advisory employees · 5 to 4Feb 24, 2025 to Mar 28, 2025
- Charity clients · 10 to 14Feb 24, 2025 to Mar 28, 2025
- Corporate clients · unset to 6.0Feb 24, 2025 to Mar 28, 2025
- HNW clients · 135 to 126Feb 24, 2025 to Mar 28, 2025
- Financial planning clients · 11-25 to 26-50Feb 24, 2025 to Mar 28, 2025
- Discretionary RAUM · $469M to $445MFeb 24, 2025 to Mar 28, 2025
- HNW RAUM · $380M to $335MFeb 24, 2025 to Mar 28, 2025
- Individual RAUM · $25.0M to $21.6MFeb 24, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $105,758 to $553,912Feb 24, 2025 to Mar 28, 2025
- Pension RAUM · $18.5M to $15.5MFeb 24, 2025 to Mar 28, 2025
- RAUM · $469M to $446MFeb 24, 2025 to Mar 28, 2025
- Advisory employees · 4 to 5Aug 16, 2023 to Mar 11, 2024
- Charity clients · unset to 10.0Aug 16, 2023 to Mar 11, 2024
- Corporate clients · 35.0 to unsetAug 16, 2023 to Mar 11, 2024
- HNW clients · 973 to 135Aug 16, 2023 to Mar 11, 2024
- Individual clients · 189 to 72Aug 16, 2023 to Mar 11, 2024
- Pension plan clients · unset to 5.0Aug 16, 2023 to Mar 11, 2024
- Financial planning clients · 0 to 11-25Aug 16, 2023 to Mar 11, 2024
- Discretionary RAUM · $441M to $469MAug 16, 2023 to Mar 11, 2024
- HNW RAUM · $381M to $380MAug 16, 2023 to Mar 11, 2024
- Individual RAUM · $15.0M to $25.0MAug 16, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $138,976 to $105,758Aug 16, 2023 to Mar 11, 2024
- Pension RAUM · $0 to $18.5MAug 16, 2023 to Mar 11, 2024
- RAUM · $442M to $469MAug 16, 2023 to Mar 11, 2024
Signals
7 dated events
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of 4• W••••• M••••••••• L•• (listed 2023-03-28, absent 2023-08-14)Aug 14, 2023 · Control person left · inference
- S•••• D••••• D••••• left 4• W••••• M••••••••• L•• for T••••••• F•••••••• P••••••• (registered 2026-01-01)May 30, 2023 · Advisor changed firm · fact
- Susan Jennifer W••••• (Founder / Chief Operating Officer) appeared on Schedule A of 4• W••••• M••••••••• L••Sep 28, 2020 · Control person joined · fact
- Susan Jennifer Lane (Owner And Principal) no longer on Schedule A of 4• W••••• M••••••••• L•• (listed 2020-08-07, absent 2020-08-21)Aug 21, 2020 · Control person left · inference
- Patrick B••••• W••••• (Founder / Chief Executive Officer) appeared on Schedule A of 4• W••••• M••••••••• L••Aug 21, 2020 · Control person joined · fact
- Susan Jennifer Lane (Owner And Principal) appeared on Schedule A of 4• W••••• M••••••••• L••Jun 17, 2020 · Control person joined · fact
- 4• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-540-3811reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- Linkedin.com/company/44-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 44weatlh.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-359-0388reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- wealthtender.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $122Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026