DFX Intelligence

S••• B•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

S••• B•••• S••••

Advisor at L•• F•••••••• L••

HONOLULU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6306ec3a-d19a-145b-b207-f582c7bfda3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 18, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 6, 2024	n/a	yes	HONOLULU, HI	Current employment
S•••••••• B••••••••• L••	Independent wealth	Jul 17, 2023	May 7, 2024	no	Honolulu, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• S•••••••• F•••••••• A•••••••	S•••••••• B••••••••• L••	May 7, 2024	Jul 17, 2023	-295	Firm change after gap	Ibd to RIA
S•••••••• B••••••••• L••	L•• F•••••••• L••	May 7, 2024	May 6, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
468:134139:HI:2018-04-23	Apr 23, 2018	Apr 17, 2018	HONOLULU, HI	Firm change
10409:468:HI:2016-10-10	Oct 10, 2016	Sep 30, 2016	HONOLULU, HI	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 2, 2020 to May 7, 2024factForm ADV
→ S•••••••• B••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2023 to May 7, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
May 7, 2024
Advisor changed firm
S••• B•••• S•••• left S•••••••• B••••••••• L•• for L•• F•••••••• L•• (registered 2024-05-06)
Form ADVobserved 7 days ago
Occurred
May 7, 2024
Advisor changed firm
S••• B•••• S•••• left T•• S•••••••• F•••••••• A••••••• for S•••••••• B••••••••• L•• (registered 2023-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6306ec3a-d19a-145b-b207-f582c7bfda3c
First observed: Mar 18, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.