DFX Intelligence

D••• J••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

D••• J••••• H•••••

Advisor at R•• C•••••• M••••••• L••

LA JOLLA, CA | La Jolla, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:630ee527-11e6-3f19-63ff-0055645823d9

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 21, 2005 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 31, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Sep 14, 2026	n/a	yes	LA JOLLA, CA\|La Jolla, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 26, 2018	Sep 11, 2026	no	SAN DIEGO, CA\|SAN DIEGO, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Sep 11, 2026	Sep 14, 2026	3	Firm change	Wirehouse to ibd
A•••••••• C•••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 16, 2018	Nov 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:31194:CA:2026-09-11	Sep 11, 2026	Sep 14, 2026	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 26, 2018 to Sep 11, 2026factForm ADV
→ A•••••••• C•••••• L••Registered adviserregistration: previous registration
Aug 4, 2015 to Jul 16, 2018factForm ADV
→ D•• C•••••• M••••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:630ee527-11e6-3f19-63ff-0055645823d9
First observed: Jan 21, 2005
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.