RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• J••••• H•••••
- R•• C•••••• M••••••• L•• national BD currentsince Sep 14, 2026 · La Jolla, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2018 to Sep 11, 2026 · San Diego, Ca
- A•••••••• C•••••• L•• independent RIAAug 4, 2015 to Jul 16, 2018 · La Jolla, Ca
- D•• C•••••• M••••••••• L•• unclassifiedMar 11, 2013 to Dec 8, 2014 · Franklin, In
- S••••••• G•••• C•••••• unclassifiedJan 21, 2005 to Mar 26, 2009 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Sep 11, 2026, registered Sep 14, 2026 (3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A•••••••• C•••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 16, 2018, registered Nov 26, 2018 (133 days) · RIA to wirehouse
- D•• C•••••• M••••••••• L•• to A•••••••• C•••••• L••left Dec 8, 2014, registered Aug 4, 2015 (239 days) · Other
- S••••••• G•••• C•••••• to D•• C•••••• M••••••••• L••left Mar 26, 2009, registered Mar 11, 2013 (1446 days) · Other
- D••• J••••• H••••• registered as an investment adviser representative at R•• C•••••• M••••••• L••Sep 14, 2026 · Advisor registered · fact
- D••• J••••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L•• (registered 2026-09-14)Sep 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address