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Advisor at PINNACLE INVESTMENTS, LLC
EAST SYRACUSE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PINNACLE INVESTMENTS, LLC | Bd affiliated wealth | Nov 2, 2023 | n/a | yes | EAST SYRACUSE, NY | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Dec 3, 2020 | Oct 5, 2023 | no | SYRACUSE, NY|SYRACUSE, NY|East Syracuse, NY|Frisco, TX|Frisco, TX|East Syracuse, NY|Charlotte, NC | Previous registration |
| M&T SECURITIES, INC. | n/a | Mar 13, 2015 | Sep 25, 2015 | no | FAYETTEVILLE, NY|EAST SYRACUSE, NY|CAZENOVIA, NY|MANLIUS, NY|SYRACUSE, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2012 | Feb 23, 2015 | no | CICERO, NY|SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | PINNACLE INVESTMENTS, LLC | Oct 5, 2023 | Nov 2, 2023 | 28 | Firm change | Ibd to ibd |
| M&T SECURITIES, INC. | ADVICE AND PLANNING SERVICES | Sep 25, 2015 | Dec 3, 2020 | 1,896 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | M&T SECURITIES, INC. | Feb 23, 2015 | Mar 13, 2015 | 18 | Firm change | Other |