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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

DONALD LEONHARD HARTMANN

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

CENTENNIAL, CO | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:632bd968-e30f-6a97-709d-8e681443d0a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUSDAL FINANCIAL PARTNERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Aug 4, 1982
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: DONALD LEONHARD HARTMANN|DONALD LEONHARD HARTMAN|DONALD LEONARD HARTMANN
IAPD individual key: 1003231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Jul 29, 2026	n/a	yes	DOWNERS GROVE, IL\|CENTENNIAL, CO\|CENTENNIAL, CO	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 11, 2015	Sep 8, 2026	no	Centennail, CO	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 7, 2014	Dec 11, 2015	no	CENTENNIAL, CO	Previous registration
JRL CAPITAL ADVISORS LLC	Former SEC adviser	Sep 16, 2004	Mar 5, 2015	no	CENTENNIAL, CO\|DENVER, CO	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	May 10, 2002	Sep 10, 2004	no	DENVER, CO	Previous registration
FDX ADVISORS, INC.	Asset manager	Jan 1, 1999	Apr 25, 2002	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	AUSDAL FINANCIAL PARTNERS, INC.	Sep 8, 2026	Jul 29, 2026	-41	Firm change after gap	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 11, 2015	Dec 11, 2015	0	Firm change	Other
JRL CAPITAL ADVISORS LLC	SECURITIES AMERICA ADVISORS, INC.	Mar 5, 2015	May 7, 2014	-302	Firm change after gap	Other
FSC SECURITIES CORPORATION	JRL CAPITAL ADVISORS LLC	Sep 10, 2004	Sep 16, 2004	6	Firm change	Other
FDX ADVISORS, INC.	FSC SECURITIES CORPORATION	Apr 25, 2002	May 10, 2002	15	Firm change	Other

Relationships

Registered with (6)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 11, 2015 to Sep 8, 2026factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 7, 2014 to Dec 11, 2015factForm ADV
→ JRL CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Sep 16, 2004 to Mar 5, 2015factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 10, 2002 to Sep 10, 2004factForm ADV
→ FDX ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Apr 25, 2002factForm ADV

Dated events

Occurred
Sep 8, 2026
Advisor changed firm
Donald Leonhard Hartmann left Cambridge Investment Research Advisors, Inc. for Ausdal Financial Partners, Inc. (registered 2026-07-29)
Form ADVobserved 4 days ago