DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donald Leonhard Hartmann
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Donald Leonhard Hartmann
At current firm
0 y
since Jul 29, 2026
In the industry
44 y
since Aug 4, 1982 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Jul 29, 2026 · Downers Grove, Il
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 11, 2015 to Sep 8, 2026 · Centennail, Co
- Securities America Advisors, Inc. formerMay 7, 2014 to Dec 11, 2015 · Centennial, Co
- Jrl Capital Advisors LLC formerSep 16, 2004 to Mar 5, 2015 · Centennial, Co
- Fsc Securities Corporation formerMay 10, 2002 to Sep 10, 2004 · Denver, Co
- Fdx Advisors, Inc. asset managerJan 1, 1999 to Apr 25, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Ausdal Financial Partners, Inc.left Sep 8, 2026, registered Jul 29, 2026 (-41 days) · Affiliated broker-dealer or bank to independent RIA
- Securities America Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Dec 11, 2015, registered Dec 11, 2015 (0 days) · Other
- Jrl Capital Advisors LLC to Securities America Advisors, Inc.left Mar 5, 2015, registered May 7, 2014 (-302 days) · Other
- Fsc Securities Corporation to Jrl Capital Advisors LLCleft Sep 10, 2004, registered Sep 16, 2004 (6 days) · Other
- Fdx Advisors, Inc. to Fsc Securities Corporationleft Apr 25, 2002, registered May 10, 2002 (15 days) · Other
Signals
- Donald Leonhard Hartmann left Cambridge Investment Research Advisors, Inc. for Ausdal Financial Partners, Inc. (registered 2026-07-29)Sep 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address