DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• P•••••••• S••••••••• L••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Feb 23, 2026 | n/a | yes | OMAHA, NE | Current employment |
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Aug 16, 2023 | Dec 19, 2025 | no | Exton, PA|WEST CHESTER, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 19, 2025 | Feb 23, 2026 | 66 | Firm change | RIA to ibd |
| O•••• P•••••••• S••••••••• L•• | W••••••••• A••••••• P••••••• L•• | Sep 1, 2022 | Aug 16, 2023 |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Jan 14, 2022 | Sep 1, 2022 | no | Berwyn, PA|OMAHA, NE | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Oct 19, 2020 | Dec 31, 2021 | no | OMAHA, NE | Previous registration |
| B•••••• C•••••• I•• | Former SEC adviser | Feb 24, 2017 | Oct 16, 2020 | no | BERWYN, PA | Previous registration |
| 349 |
| Firm change |
| RIA to RIA |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2021 | Jan 14, 2022 | 14 | Bulk transfer | Ibd to RIA |
| B•••••• C•••••• I•• | O•••• P•••••••• S••••••••• L•• | Oct 16, 2020 | Oct 19, 2020 | 3 | Bulk transfer | Ibd to ibd |