DFX Intelligence

R•••••• B•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

R•••••• B•••• N•••••

Advisor at M••••••

Chapel Hill, NC

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Search this name across graphsid dfx:ria:638a7f4a-548b-fcfb-c685-5311c14fef0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 4, 2025	n/a	yes	Chapel Hill, NC	Current employment
F•••• C•••••• L••	Former SEC adviser	Nov 21, 2017	Oct 1, 2025	no	RALEIGH, NC\|ROCHESTER, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• L••	M••••••	Oct 1, 2025	Sep 4, 2025	-27	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
109941:140195:NY:2025-10-01	Oct 1, 2025	Sep 4, 2025	ROCHESTER, NY	Firm change

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ F•••• C•••••• L••Registered adviserregistration: previous registration
Nov 21, 2017 to Oct 1, 2025factForm ADV

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
R•••••• B•••• N••••• left F•••• C•••••• L•• for Mariner (registered 2025-09-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:638a7f4a-548b-fcfb-c685-5311c14fef0e
First observed: Nov 21, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.