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Advisor at OPPENHEIMER & CO. INC.
BELLEVUE, WA | NEW YORK, NY | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Aug 11, 2026 | n/a | yes | BELLEVUE, WA|NEW YORK, NY|SEATTLE, WA | Current employment |
| Mariner | Bd affiliated wealth | Jan 2, 2025 | Jul 24, 2025 | no | Bellevue, WA | Previous registration |
| PACIFIC PORTFOLIO CONSULTING, LLC | Former SEC adviser | Sep 17, 2021 | Dec 13, 2024 | no | SEATTLE, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 13, 2020 | Jul 20, 2021 | no | Seattle, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 21, 2017 | Jun 27, 2019 | no | SEATTLE, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 8, 2014 | Jun 5, 2015 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | OPPENHEIMER & CO. INC. | Jul 24, 2025 | Aug 11, 2026 | 383 | Firm change | Ibd to ibd |
| PACIFIC PORTFOLIO CONSULTING, LLC | Mariner | Dec 13, 2024 | Jan 2, 2025 | 20 | Firm change | RIA to ibd |
| MORGAN STANLEY | PACIFIC PORTFOLIO CONSULTING, LLC | Jul 20, 2021 | Sep 17, 2021 | 59 | Firm change | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jun 27, 2019 | Feb 13, 2020 | 231 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Jun 5, 2015 | Mar 21, 2017 | 655 | Firm change after gap | Wirehouse to wirehouse |