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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 14, 2023 | n/a | yes | ST. PETERSBURG, FL | Current employment |
| INTERVEST INTERNATIONAL, INC. | Former SEC adviser | May 18, 2023 | Sep 5, 2023 | no | Riverview, FL|COLORADO SPRINGS, CO | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Sep 13, 2022 | Apr 24, 2023 | no | TAMPA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 22, 2016 | Sep 12, 2022 | no | JACKSONVILLE, FL|TAMPA, FL|MOUNT DORA, FL|WESLEY CHAPEL, FL|ELLENTON, FL|BRADENTON, FL|WINTER HAVEN, FL|TEMPLE TERRACE, FL|BRADENTON, FL|SUN CITY CENTER, FL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 6, 2016 | Dec 6, 2016 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERVEST INTERNATIONAL, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 5, 2023 | Sep 14, 2023 | 9 | Firm change | RIA to ibd |
| FISHER INVESTMENTS | INTERVEST INTERNATIONAL, INC. | Apr 24, 2023 | May 18, 2023 | 24 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FISHER INVESTMENTS | Sep 12, 2022 | Sep 13, 2022 | 1 | Firm change | Wirehouse to RIA |
| EQUITABLE ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 6, 2016 | Dec 22, 2016 | 16 | Firm change | Ibd to wirehouse |