DFX Intelligence

J••• E••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

J••• E••••• L••••

Advisor at R•• W••••• A•••••••• L••

ROUND ROCK, TX | Round Rock, TX

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Search this name across graphsid dfx:ria:63b8e307-c94e-33c2-9153-02ab57547a86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 18, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• A•••••••• L••	Independent wealth	Feb 15, 2023	n/a	yes	ROUND ROCK, TX\|Round Rock, TX	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 25, 2025	Apr 29, 2025	no	Round Rock, TX\|SOUTH JORDAN, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• A••••••• S•••••••• L••	n/a	Apr 29, 2025	n/a	n/a	Departure no registered destination	Departure
R•• A•••••••	R•• W••••• A•••••••• L••	Jul 20, 2023	Feb 15, 2023	-155

Team moves

••• Locked

Team	Left	Joined	From	Kind
150661:312072:TX:2023-07-20	Jul 20, 2023	Feb 15, 2023	ROUND ROCK, TX	Firm change after gap
171991:150661:TX:2020-01-02	Jan 2, 2020	Jan 2, 2020	DALLAS, TX	Firm change
137888:171991:TX:2015-07-16	Jul 16, 2015	Sep 18, 2015	ROUND ROCK, TX	Firm change

Relationships

Registered with (6)

→ R•• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 15, 2023 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2025 to Apr 29, 2025factForm ADV
→ R•• A•••••••Registered adviserregistration: previous registration
Jan 2, 2020 to Jul 20, 2023factForm ADV
→ I••••••••• A••••••• N•••••• L••

Dated events

Occurred
Apr 29, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63b8e307-c94e-33c2-9153-02ab57547a86
First observed: Mar 18, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.