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CRD 314822
WINCHESTER, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COTTERELL, CHRISTOPHER, STEPHEN | MANAGING PARTNER | D | yes | 06/2021 | Jun 9, 2021 | Jul 17, 2023 |
| OATES, RYAN, CHARLES | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | D | yes | 06/2023 | Jun 9, 2021 | Jul 17, 2023 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 1, 2023 | $147M | $117M | 8 | 6 | 0 | n/a | n/a |
| 2021 | Mar 4, 2022 | $209M | $133M | 7 | 5 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $147M | $209M | -29.5% | n/a | n/a | 8 | 7 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WEALTHCARE ADVISORY PARTNERS LLC | 3 | Dec 31, 2023 | Jan 2, 2024 | WINCHESTER, VA | Firm absorbed | RIA to RIA | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WEALTHCARE ADVISORY PARTNERS LLC | 5 | Sep 30, 2021 | Oct 1, 2021 | WINCHESTER, VA | Team lift out | RIA to new firm | 4.5% |