DFX Intelligence

C••••••••• S•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

C••••••••• S•••••• C••••••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | WINCHESTER, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8056a58a-b829-f0a7-92b0-3d15eb152ed7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jan 2, 2024	n/a	yes	WINCHESTER, VA\|WEST CHESTER, PA	Current employment
W•••• S••••• F•••••••• L••	Former SEC adviser	Oct 1, 2021	Dec 31, 2023	no	WINCHESTER, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• S••••• F•••••••• L••	W••••••••• A••••••• P••••••• L••	Dec 31, 2023	Jan 2, 2024	2	Firm change	RIA to RIA
W••••••••• A••••••• P••••••• L••	W•••• S••••• F•••••••• L••	Sep 30, 2021	Oct 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
314822:171976:VA:2023-12-31	Dec 31, 2023	Jan 2, 2024	WINCHESTER, VA	Firm change
171976:314822:VA:2021-09-30	Sep 30, 2021	Oct 1, 2021	WINCHESTER, VA	Firm change
35371:171976:VA:2016-01-29	Jan 29, 2016	Feb 3, 2016	WINCHESTER, VA	Firm change

Relationships

Registered with (5)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Feb 3, 2016 to Sep 30, 2021factForm ADV
→ W•••• S••••• F•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2021 to Dec 31, 2023factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2008 to Jan 29, 2016factForm ADV
→ B• I••••••••• L••Registered adviser

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8056a58a-b829-f0a7-92b0-3d15eb152ed7
First observed: Oct 20, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.