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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

JAMES GANSNER

Advisor at STRATEGIC ADVISERS LLC

CHESTERFIELD, MO | BALLWIN, MO

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Search this name across graphsid dfx:ria:63d3c4ce-fbe6-8ce7-5cef-91fe8cc08aa8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 21, 2009
First registration: Nov 10, 2014
Dual registered: yes, broker-dealer
Other names: JAMES PHILLIP GANSNER|JAMES PHILLIP GANSNER
IAPD individual key: 2697166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	CHESTERFIELD, MO\|BALLWIN, MO	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 24, 2020	Mar 31, 2025	no	CHESTERFIELD, MO	Previous registration
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	Bd affiliated wealth	Jan 22, 2019	May 19, 2020	no	SAINT LOUIS, MO\|ST LOUIS, MO\|St. Louis, MO\|KANSAS CITY, MO\|ST LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 31, 2018	Jan 17, 2019	no	St. Louis, MO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 31, 2018	Jan 17, 2019	no	St. Louis, MO\|JERSEY CITY, NJ\|Glen Allen, VA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 15, 2015	Apr 7, 2018	no	SAINT LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 10, 2014	Jan 6, 2015	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 19, 2020	Jun 24, 2020	36	Firm change	Ibd to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 17, 2019	Jan 31, 2018	-351	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 17, 2019	Jan 31, 2018	-351	Firm change after gap	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE, INC.	Apr 7, 2018	Jan 31, 2018	-66	Channel change	Other
WELLS FARGO ADVISORS	SCOTTRADE INVESTMENT MANAGEMENT	Jan 6, 2015	Jan 15, 2015	9	Firm change	Other

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 24, 2020 to Mar 31, 2025factForm ADV
→ AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.Registered adviserregistration: previous registration
Jan 22, 2019 to May 19, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 31, 2018 to Jan 17, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 31, 2018 to Jan 17, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 15, 2015 to Apr 7, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 10, 2014 to Jan 6, 2015factForm ADV

Dated events

No dated event names this entity yet.