DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Gansner
Certified Financial Planner
Feed of 09/15/2026
Also filed as James Phillip Gansner
At current firm
1 y
since Mar 31, 2025
In the industry
17 y
since May 21, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Chesterfield, Mo
- Fidelity Personal And Workplace Advisors formerJun 24, 2020 to Mar 31, 2025 · Chesterfield, Mo
- American Century Investments Private Client Group, Inc. BD affiliatedJan 22, 2019 to May 19, 2020 · Saint Louis, Mo
- Td Ameritrade, Inc. formerJan 31, 2018 to Jan 17, 2019 · St. Louis, Mo
- Td Ameritrade Investment Management, LLC formerJan 31, 2018 to Jan 17, 2019 · St. Louis, Mo
- Scottrade Investment Management formerJan 15, 2015 to Apr 7, 2018 · Saint Louis, Mo
- Wells Fargo Advisors wirehouseNov 10, 2014 to Jan 6, 2015 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- American Century Investments Private Client Group, Inc. to Fidelity Personal And Workplace Advisorsleft May 19, 2020, registered Jun 24, 2020 (36 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 17, 2019, registered Jan 31, 2018 (-351 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 17, 2019, registered Jan 31, 2018 (-351 days) · Other
- Scottrade Investment Management to Td Ameritrade, Inc.left Apr 7, 2018, registered Jan 31, 2018 (-66 days) · channel change inside one enterprise, not a move
- Wells Fargo Advisors to Scottrade Investment Managementleft Jan 6, 2015, registered Jan 15, 2015 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address