This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 27, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 27, 1993

First registration

Apr 8, 1999

Dual registered

yes, broker-dealer

Other names

MARLO A QUARTANA|MARLO ANNE QUARTANA

IAPD individual key

2341211

• Occurred

  Sep 5, 2025
  Advisor changed firm

  Marlo Anne Chambers left Morgan Stanley for Ameriprise Financial Services, Llc (registered 2025-09-24)

  Form ADVobserved 5 days ago
• Occurred

  Nov 8, 2023
  Advisor changed firm

  Marlo Anne Chambers left Charles Schwab & Co., Inc. for Morgan Stanley (registered 2023-11-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:63e1bf03-5853-ac9f-d443-be6f12945209

First observed

Apr 8, 1999

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.