DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• A••• C•••••••

A••••••••• F•••••••• S•••••••• L••national BDLake Zurich, Il dual registrantIAPD 2341211

Feed of 09/14/2026

Also filed as Marlo A Quartana

At current firm

0 y

since Sep 24, 2025

In the industry

32 y

since Oct 27, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Sep 24, 2025 · Lake Zurich, Il
M••••• S•••••• wirehouse
Nov 8, 2023 to Sep 5, 2025 · Barrington, Il
C•••••• S••••• • C••• I••• national BD
Dec 3, 2020 to Nov 8, 2023 · South Barrington, Il
A••••• A•• P••••••• S••••••• BD affiliated
Aug 23, 2017 to Nov 13, 2020 · Chicago, Il
C•••••• S••••• • C••• I••• national BD
Apr 8, 1999 to Aug 3, 2017 · Schaumburg, Il

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 5, 2025, registered Sep 24, 2025 (19 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••• S••••• • C••• I••• to M••••• S••••••
left Nov 8, 2023, registered Nov 8, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse
A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••
left Nov 13, 2020, registered Dec 3, 2020 (20 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Aug 3, 2017, registered Aug 23, 2017 (20 days) · Other

Signals

M•••• A••• C••••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-09-24)
Sep 5, 2025 · Advisor changed firm · fact
M•••• A••• C••••••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2023-11-08)
Nov 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address