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Advisor at RB CAPITAL MANAGEMENT, LLC
Burlingame, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RB CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 28, 2016 | n/a | yes | Burlingame, CA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Apr 15, 2016 | Mar 23, 2017 | no | BURLINGAME,, CA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | May 9, 2012 | Apr 18, 2016 | no | BURLINGAME, CA | Previous registration |
| SLOAN INVESTMENT ADVISORS LLC | n/a | Jun 13, 2007 | Aug 24, 2012 | no | BURLINGAME, CA | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Sep 13, 2003 | Oct 11, 2004 | no | BRISBANE, CA | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Aug 25, 2000 | Sep 18, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | RB CAPITAL MANAGEMENT, LLC | Mar 23, 2017 | Jun 28, 2016 | -268 | Firm change after gap | Other |
| CETERA ADVISORS LLC | FSC SECURITIES CORPORATION | Apr 18, 2016 | Apr 15, 2016 | -3 | Firm change | Other |
| SLOAN INVESTMENT ADVISORS LLC | CETERA ADVISORS LLC | Aug 24, 2012 | May 9, 2012 | -107 | Firm change after gap | Other |
| GUNNALLEN FINANCIAL, INC | SLOAN INVESTMENT ADVISORS LLC | Oct 11, 2004 | Jun 13, 2007 | 975 | Firm change after gap | Other |
| PIPER SANDLER & CO. | GUNNALLEN FINANCIAL, INC | Sep 18, 2003 | Sep 13, 2003 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:125678:CA:2017-03-23 | Mar 23, 2017 | Jun 28, 2016 | BURLINGAME,, CA | Firm change after gap |
| 10299:7461:CA:2016-04-18 | Apr 18, 2016 | Apr 15, 2016 | BURLINGAME, CA | Firm change |