RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• S•••• D•••••
- R• C•••••• M••••••••• L•• independent RIA currentsince Jun 28, 2016 · Burlingame, Ca
- F•• S••••••••• C••••••••• formerApr 15, 2016 to Mar 23, 2017 · Burlingame,, Ca
- C••••• A••••••• L•• formerMay 9, 2012 to Apr 18, 2016 · Burlingame, Ca
- S•••• I••••••••• A••••••• L•• unclassifiedJun 13, 2007 to Aug 24, 2012 · Burlingame, Ca
- G•••••••• F••••••••• I•• unclassifiedSep 13, 2003 to Oct 11, 2004 · Brisbane, Ca
- P•••• S•••••• • C•• institutionalAug 25, 2000 to Sep 18, 2003 · San Francisco, Ca
- F•• S••••••••• C••••••••• to R• C•••••• M••••••••• L••left Mar 23, 2017, registered Jun 28, 2016 (-268 days) · Other · moved with a team
- C••••• A••••••• L•• to F•• S••••••••• C•••••••••left Apr 18, 2016, registered Apr 15, 2016 (-3 days) · Other · moved with a team
- S•••• I••••••••• A••••••• L•• to C••••• A••••••• L••left Aug 24, 2012, registered May 9, 2012 (-107 days) · Other
- G•••••••• F••••••••• I•• to S•••• I••••••••• A••••••• L••left Oct 11, 2004, registered Jun 13, 2007 (975 days) · Other
- P•••• S•••••• • C•• to G•••••••• F••••••••• I••left Sep 18, 2003, registered Sep 13, 2003 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address