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Advisor at SUMMIT GLOBAL INVESTMENTS, LLC
BOUNTIFUL, UT | MESA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUMMIT GLOBAL INVESTMENTS, LLC | Mixed wealth | Nov 12, 2024 | n/a | yes | BOUNTIFUL, UT|MESA, AZ | Current employment |
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 18, 2023 | Nov 12, 2024 | no | SOUTH JORDAN, UT|Thatcher, AZ | Previous registration |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Jun 16, 2022 | Feb 8, 2024 | no | Thatcher, AZ|SANDY, UT|SOUTH JORDAN, UT|Mesa, AZ | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Nov 29, 2012 | Jun 15, 2022 | no | Tucson, AZ|Mesa, AZ|MESA, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIVERSIFY ADVISORY SERVICES, LLC | SUMMIT GLOBAL INVESTMENTS, LLC | Nov 12, 2024 | Nov 12, 2024 | 0 | Firm change | Ibd to RIA |
| DFPG INVESTMENTS, LLC | DIVERSIFY ADVISORY SERVICES, LLC | Feb 8, 2024 | Dec 18, 2023 | -52 | Firm change after gap | RIA to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | DFPG INVESTMENTS, LLC | Jun 15, 2022 | Jun 16, 2022 | 1 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 326060:157091:AZ:2024-11-12 | Nov 12, 2024 | Nov 12, 2024 | THATCHER, AZ | Firm change |
| 16164:155576:AZ:2022-06-01 | Jun 15, 2022 | Jun 16, 2022 | PHOENIX, AZ | Firm change |