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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Kyle Klatt

Advisor at CALTON & ASSOCIATES, INC.

TAMPA, FL

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Search this name across graphsid dfx:ria:643e1420-2561-82e2-735a-9b5c296832eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Apr 24, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CALTON & ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 15, 2023
First registration: Apr 24, 2023
Dual registered: yes, broker-dealer
IAPD individual key: 7663965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CALTON & ASSOCIATES, INC.	Independent wealth	Aug 25, 2026	n/a	yes	TAMPA, FL\|TAMPA, FL	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 22, 2026	Aug 24, 2026	no	Tampa, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	May 8, 2025	Nov 14, 2025	no	FOREST LAKE, MN	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Aug 23, 2024	May 8, 2025	no	MINNEAPOLIS, MN\|EAGAN, MN	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Mar 5, 2024	May 28, 2024	no	MINNEAPOLIS, MN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 16, 2023	Mar 12, 2024	no	Edina, MN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Apr 24, 2023	Aug 9, 2023	no	Duluth, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CALTON & ASSOCIATES, INC.	Aug 24, 2026	Aug 25, 2026	1	Firm change	Ibd to RIA
OSAIC WEALTH, INC.	MML INVESTORS SERVICES, LLC	Nov 14, 2025	May 22, 2026	189	Firm change	Ibd to ibd
REDHAWK WEALTH ADVISORS, INC.	OSAIC WEALTH, INC.	May 8, 2025	May 8, 2025	0	Firm change	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	REDHAWK WEALTH ADVISORS, INC.	Mar 12, 2024	Mar 5, 2024	-7	Firm change	Ibd to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	SECURITIES AMERICA ADVISORS, INC.	Aug 9, 2023	Oct 16, 2023	68	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ CALTON & ASSOCIATES, INC.Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 22, 2026 to Aug 24, 2026factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
May 8, 2025 to Nov 14, 2025factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 23, 2024 to May 8, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 16, 2023 to Mar 12, 2024factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Apr 24, 2023 to Aug 9, 2023factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Kyle Klatt left Mml Investors Services, Llc for Calton & Associates, Inc. (registered 2026-08-25)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2025
Advisor changed firm
Kyle Klatt left Osaic Wealth, Inc. for Mml Investors Services, Llc (registered 2026-05-22)
Form ADVobserved 6 days ago
Occurred
May 8, 2025
Advisor changed firm
Kyle Klatt left Redhawk Wealth Advisors, Inc. for Osaic Wealth, Inc. (registered 2025-05-08)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2024
Advisor changed firm
Kyle Klatt left Securities America Advisors, Inc. for Redhawk Wealth Advisors, Inc. (registered 2024-03-05)
Form ADVobserved 6 days ago
Occurred
Aug 9, 2023
Advisor changed firm
Kyle Klatt left Thrivent Investment Management Inc. for Securities America Advisors, Inc. (registered 2023-10-16)
Form ADVobserved 6 days ago