DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kyle Klatt

Calton & Associates, Inc.independent RIATampa, Fldual registrantIAPD 7663965

Feed of 09/14/2026

At current firm

0 y

since Aug 25, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Calton & Associates, Inc. independent RIA current
since Aug 25, 2026 · Tampa, Fl
MML Investors Services, LLC BD affiliated
May 22, 2026 to Aug 24, 2026 · Tampa, Fl
Osaic Wealth, Inc. BD affiliated
May 8, 2025 to Nov 14, 2025 · Forest Lake, Mn
Redhawk Wealth Advisors, Inc. independent RIA
Aug 23, 2024 to May 8, 2025 · Minneapolis, Mn
Redhawk Wealth Advisors, Inc. independent RIA
Mar 5, 2024 to May 28, 2024 · Minneapolis, Mn
Securities America Advisors, Inc. former
Oct 16, 2023 to Mar 12, 2024 · Edina, Mn
Thrivent Investment Management Inc. BD affiliated
Apr 24, 2023 to Aug 9, 2023 · Duluth, Mn

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Calton & Associates, Inc.
left Aug 24, 2026, registered Aug 25, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Wealth, Inc. to MML Investors Services, LLC
left Nov 14, 2025, registered May 22, 2026 (189 days) · Affiliated broker-dealer or bank to another
Redhawk Wealth Advisors, Inc. to Osaic Wealth, Inc.
left May 8, 2025, registered May 8, 2025 (0 days) · RIA to affiliated broker-dealer or bank
Securities America Advisors, Inc. to Redhawk Wealth Advisors, Inc.
left Mar 12, 2024, registered Mar 5, 2024 (-7 days) · Affiliated broker-dealer or bank to independent RIA
Thrivent Investment Management Inc. to Securities America Advisors, Inc.
left Aug 9, 2023, registered Oct 16, 2023 (68 days) · Affiliated broker-dealer or bank to another

Signals

Kyle Klatt left Mml Investors Services, Llc for Calton & Associates, Inc. (registered 2026-08-25)
Aug 24, 2026 · Advisor changed firm · fact
Kyle Klatt left Osaic Wealth, Inc. for Mml Investors Services, Llc (registered 2026-05-22)
Nov 14, 2025 · Advisor changed firm · fact
Kyle Klatt left Redhawk Wealth Advisors, Inc. for Osaic Wealth, Inc. (registered 2025-05-08)
May 8, 2025 · Advisor changed firm · fact
Kyle Klatt left Securities America Advisors, Inc. for Redhawk Wealth Advisors, Inc. (registered 2024-03-05)
Mar 12, 2024 · Advisor changed firm · fact
Kyle Klatt left Thrivent Investment Management Inc. for Securities America Advisors, Inc. (registered 2023-10-16)
Aug 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address