DFX Intelligence
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Reading the graph
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Advisor at L•• E••••••••• L••
COLUMBUS, OH | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• E••••••••• L•• | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | LOUISVILLE, KY|COLUMBUS, OH | Current employment |
| P•••• S••••••••• L•• | No RAUM reported | Jun 26, 2023 | Nov 14, 2024 | no | LOUISVILLE, KY|Beachwood, OH|COLUMBUS, OH|Independence, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | L•• E••••••••• L•• | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| M•• I•••••••• S•••••••• L•• | P•••• S••••••••• L•• | Jun 28, 2023 | Jun 26, 2023 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Jul 3, 2017 | Jun 28, 2023 | no | Southfield, MI|Detroit, MI|Detroit, MI | Previous registration |
| R•••••• F•••••••• N•••••• | Independent wealth | Apr 28, 2015 | May 22, 2017 | no | SOUTHFIELD, MI|SOLON, OH|NOVI, MI | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jan 5, 2011 | Apr 15, 2015 | no | SOUTHFIELD, MI|FERNDALE, MI|DETROIT, MI|BERKELEY, MI|DETROIT, MI|HIGHLAND PARK, MI|SOUTHFIELD, MI|BLOOMFIELD TOWNSHIP, MI|WARREN, MI|LIVONIA, MI|DETROIT, MI|COLUMBUS, OH | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Nov 13, 2009 | Dec 21, 2010 | no | GROSSE PTE FRM, MI|DETROIT, MI|DETROIT, MI|OAK PARK, MI|HAMTRAMCK, MI|DETROIT, MI|DETROIT, MI|HAZEL PARK, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|PLYMOUTH, MI|CANTON, MI|PLYMOUTH, MI|CANTON, MI | Previous registration |
| N•••••• I••••••••• I••• | n/a | Nov 6, 2006 | Nov 13, 2009 | no | CANTON, MI|PLYMOUTH, MI|CANTON, MI|PLYMOUTH, MI|CANTON, MI|CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| -2 |
| Firm change |
| Ibd to ibd |
| R•••••• F•••••••• N•••••• | M•• I•••••••• S•••••••• L•• | May 22, 2017 | Jul 3, 2017 | 42 | Firm change | Other |
| C••••••• S••••••••• I••• | R•••••• F•••••••• N•••••• | Apr 15, 2015 | Apr 28, 2015 | 13 | Firm change | Other |
| P•• W••••• M••••••••• | C••••••• S••••••••• I••• | Dec 21, 2010 | Jan 5, 2011 | 15 | Firm change | Other |
| N•••••• I••••••••• I••• | P•• W••••• M••••••••• | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |