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Advisor at SECURE INVESTMENT MANAGEMENT, LLC
TUCSON, AZ | Encinitas, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Jul 2, 2025 | n/a | yes | TUCSON, AZ|Encinitas, CA | Current employment |
| SPECIALIZED ADVISORS | Former SEC adviser | Jan 31, 2019 | Oct 12, 2019 | no | Encinitas, CA|DALLAS, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Aug 25, 2017 | Jan 24, 2019 | no | Encinitas, CA|TUCSON, AZ | Previous registration |
| VFG ADVISORS, INC. | Former SEC adviser | Dec 13, 2010 | Aug 2, 2012 | no | LOS ANGELES, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Sep 28, 2010 | Dec 16, 2010 | no | CARLSBAD, CA|SCOTTSDALE, AZ | Previous registration |
| PAGEONE FINANCIAL, INC. | Former SEC adviser | Sep 5, 2002 | Oct 6, 2003 | no | CARLSBAD, CA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jun 25, 2002 | Sep 22, 2010 | no | CARLSBAD, CA|CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPECIALIZED ADVISORS | SECURE INVESTMENT MANAGEMENT, LLC | Oct 12, 2019 | Jul 2, 2025 | 2,090 | Firm change after gap | RIA to RIA |
| SECURE INVESTMENT MANAGEMENT, LLC | SPECIALIZED ADVISORS | Jan 24, 2019 | Jan 31, 2019 | 7 | Firm change | RIA to new firm |
| VFG ADVISORS, INC. | SECURE INVESTMENT MANAGEMENT, LLC | Aug 2, 2012 | Aug 25, 2017 | 1,849 | Firm change after gap | Other |
| SAGEPOINT FINANCIAL, INC. | VFG ADVISORS, INC. | Dec 16, 2010 | Dec 13, 2010 | -3 | Firm change | Other |
| NEXT FINANCIAL GROUP, INC. | PAGEONE FINANCIAL, INC. | Sep 22, 2010 | Sep 5, 2002 | -2,939 | Firm change after gap | Other |
| PAGEONE FINANCIAL, INC. | SAGEPOINT FINANCIAL, INC. | Oct 6, 2003 | Sep 28, 2010 | 2,549 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299308:141195:TX:2019-10-12 | Oct 12, 2019 | Jul 2, 2025 | DALLAS, TX | Firm change after gap |
| 141195:299308:AZ:2019-01-24 | Jan 24, 2019 | Jan 31, 2019 | TUCSON, AZ | Firm change |