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Advisor at STRATEGIC ADVISERS LLC
ORLAND PARK, IL | MINOOKA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | MINOOKA, IL|ORLAND PARK, IL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | May 4, 2021 | Mar 31, 2025 | no | ORLAND PARK, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 4, 2018 | Apr 26, 2021 | no | CHICAGO, IL | Previous registration |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Jul 20, 2016 | May 9, 2018 | no | Channahon, IL | Previous registration |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Nov 26, 2014 | Jul 19, 2016 | no | CHANNAHON, IL|SCHAUMBURG, IL|SCHAUMBURG, IL|Channahon, IL | Previous registration |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Aug 23, 2010 | Dec 8, 2014 | no | CHANNAHON, IL|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 26, 2021 | May 4, 2021 | 8 | Firm change | Wirehouse to ibd |
| INDEPENDENT FINANCIAL PARTNERS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 9, 2018 | Apr 4, 2018 | -35 | Firm change after gap | RIA to wirehouse |
| WORLD EQUITY GROUP, INC. | INDEPENDENT FINANCIAL PARTNERS | Jul 19, 2016 | Jul 20, 2016 | 1 | Firm change | Other |
| J. W. COLE ADVISORS, INC. | WORLD EQUITY GROUP, INC. | Dec 8, 2014 | Nov 26, 2014 | -12 | Firm change | Other |