This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 19, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

3

Designations

Certified Financial Planner

Exams

S66

First exam

Nov 19, 2015

First registration

Nov 23, 2015

Dual registered

yes, broker-dealer

Other names

ANTHONY SOLFARO

IAPD individual key

6084266

• Occurred

  Jan 2, 2026
  Advisor changed firm

  Anthony David Solfaro left Ubs Financial Services Inc. for Rockefeller Capital Management (registered 2025-12-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:64ba2cdc-3ec6-d860-77c1-3a1161601fd1

First observed

Nov 23, 2015

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.